Why a court of appeals maintains EB-5 investments qualify as ‘securities’

  • Posted on December 6, 2019 | Updated on December 6, 2019 | 5 min read
EB-5 investments qualify as securities

An appeals court affirmed an earlier judgement in favor of the SEC in a case against an immigration lawyer who sold EB-5 investments despite not being registered as a broker-dealer. Of note, the court determined that EB-5 investments qualify as securities because of their structure as investments in limited partnerships and the promise of a fixed rate of return

See Skadden law firm blog (with link to opinion)

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