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Who Writes and Diligences the Disclosures in the PPM?

EB-5 News


May 3rd, 2015



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Who diligences the disclosures?

SEC Rule 10b-5

It shall be unlawful for any person:

  • To make any untrue statement of a *Material Fact
  • To omit to state a Material Fact necessary to make statements not misleading
  • To engage in any act which would operate as a fraud or deceit upon any person in connection with the purchase of any security

*Material Fact = what a reasonable shareholder would consider important

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