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Commentary

Date

Aug 27th, 2016

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Web 2.11 BD Services

Advantages of Using a Broker Dealer

  • What are the practical reasons for retaining a broker dealer?
  • Gatekeeper
  • Misstatements and omissions
  • Private equity
  • Broker dealers in the salesmen function
  • Would a broker dealer have prevented the past EB-5 fraud cases?
  • What is the broker dealer´s role in 506 (c) general solicitation offerings

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